Fee Frenzy: FINRA's U Turn on Revenue Streams The Financial Industry Regulatory Authority (FINRA) is known for its strict enforcement of rules and regulations in the financial industry.
However, when it comes to managing its own finances, FINRA appears to be adopting a more flexible approach. At their annual conference in Washington D. C.
, FINRA Board of Governors Chair Scott Curtis revealed that they are considering rolling back previously approved fee increases for member firms due to unexpectedly high revenue from transaction activity.